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Code of Federal Regulations Title 17, Volume 1, April 1, 2015
Paperback

Code of Federal Regulations Title 17, Volume 1, April 1, 2015

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17 CFR Parts 1-40 includes continued coverage about the U.S. Commodity Futures Trading Commission to feature general regulations under the commodity exchange act, official seal, commodity pool operators and commodity trading advisors, off-exchange foreign currency transactions, reports by traders, designated contract markets, exempt markets, regulation of hybrid instruments, futures merchants, clearing members, and foreign brokers, agricultural commodity swaps, and and more.

Code of Federal Regulations Title 17, Volume 1, April 1, 2015

Containing parts Parts 1 to 40

Part 1; GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Part 2; OFFICIAL SEAL Part 3; REGISTRATION Part 4; COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS Part 5; OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS Part 7; REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION Part 8; Reserved Part 9; RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS Part 10; RULES OF PRACTICE Part 11; RULES RELATING TO INVESTIGATIONS Part 12; RULES RELATING TO REPARATIONS Part 13; PUBLIC RULEMAKING PROCEDURES Part 14; RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE Part 15; REPORTS-GENERAL PROVISIONS Part 16; REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES Part 17; REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS Part 18; REPORTS BY TRADERS Part 19; REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO 1.3(z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN COTTON Part 20; LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS Part 21; SPECIAL CALLS Part 22; CLEARED SWAPS Part 23; SWAP DEALERS AND MAJOR SWAP PARTICIPANTS Part 30; FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS Part 31; LEVERAGE TRANSACTIONS Part 32; REGULATION OF COMMODITY OPTION TRANSACTIONS Part 33; REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY Part 34; REGULATION OF HYBRID INSTRUMENTS Part 35; SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS) Part 36; EXEMPT MARKETS Part 37; SWAP EXECUTION FACILITIES Part 38; DESIGNATED CONTRACT MARKETS Part 39; DERIVATIVES CLEARING ORGANIZATIONS Part 40; PROVISIONS COMMON TO REGISTERED ENTITIES

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MORE INFO
Format
Paperback
Publisher
Regulations Press
Date
24 February 2016
Pages
920
ISBN
9781354240021

17 CFR Parts 1-40 includes continued coverage about the U.S. Commodity Futures Trading Commission to feature general regulations under the commodity exchange act, official seal, commodity pool operators and commodity trading advisors, off-exchange foreign currency transactions, reports by traders, designated contract markets, exempt markets, regulation of hybrid instruments, futures merchants, clearing members, and foreign brokers, agricultural commodity swaps, and and more.

Code of Federal Regulations Title 17, Volume 1, April 1, 2015

Containing parts Parts 1 to 40

Part 1; GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Part 2; OFFICIAL SEAL Part 3; REGISTRATION Part 4; COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS Part 5; OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS Part 7; REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION Part 8; Reserved Part 9; RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS Part 10; RULES OF PRACTICE Part 11; RULES RELATING TO INVESTIGATIONS Part 12; RULES RELATING TO REPARATIONS Part 13; PUBLIC RULEMAKING PROCEDURES Part 14; RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE Part 15; REPORTS-GENERAL PROVISIONS Part 16; REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES Part 17; REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS Part 18; REPORTS BY TRADERS Part 19; REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO 1.3(z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN COTTON Part 20; LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS Part 21; SPECIAL CALLS Part 22; CLEARED SWAPS Part 23; SWAP DEALERS AND MAJOR SWAP PARTICIPANTS Part 30; FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS Part 31; LEVERAGE TRANSACTIONS Part 32; REGULATION OF COMMODITY OPTION TRANSACTIONS Part 33; REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY Part 34; REGULATION OF HYBRID INSTRUMENTS Part 35; SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS) Part 36; EXEMPT MARKETS Part 37; SWAP EXECUTION FACILITIES Part 38; DESIGNATED CONTRACT MARKETS Part 39; DERIVATIVES CLEARING ORGANIZATIONS Part 40; PROVISIONS COMMON TO REGISTERED ENTITIES

Read More
Format
Paperback
Publisher
Regulations Press
Date
24 February 2016
Pages
920
ISBN
9781354240021