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Home / US Regulation for Asset Managers outside the United States
 
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US Regulation for Asset Managers outside the United States

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This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.

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MORE INFO
Format
Paperback
Publisher
Sweet & Maxwell Ltd
Country
United Kingdom
Date
22 September 2017
ISBN
9780414031968

This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.

Read More
Format
Paperback
Publisher
Sweet & Maxwell Ltd
Country
United Kingdom
Date
22 September 2017
ISBN
9780414031968

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