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Paperback

Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 200-239, Revised as of April 1, 2015

$201.99
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This volume is the Official Government Edition that can be used in the U.S. Courts system.

17 CFR 200 to 239 primarily features the US Securities and Exchange Commission. In this volume, you will find rules, procedures, standards and regulations pertaining to conduct and etthics, rules of practice, informal and other procedures, rules relating to investigations, debt collection, electronic filings, and more.

Keywords: investigations; ethics and conduct; securities act of 1933; Securities Act of 1933; interpretations relating to financial reporting matters; energy policy and conservation; debt collection rules; SEC; Securities and Exchange Commission; US Securities and Exchange Commission; securities and exchange commission; sec; electronic filings; investment brokers; investment traders; securities bankers; financial advisors; financial planning; personal finance; securities exchange act of 1934

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MORE INFO
Format
Paperback
Publisher
Government Printing Office
Date
3 September 2015
Pages
864
ISBN
9780160927867

This volume is the Official Government Edition that can be used in the U.S. Courts system.

17 CFR 200 to 239 primarily features the US Securities and Exchange Commission. In this volume, you will find rules, procedures, standards and regulations pertaining to conduct and etthics, rules of practice, informal and other procedures, rules relating to investigations, debt collection, electronic filings, and more.

Keywords: investigations; ethics and conduct; securities act of 1933; Securities Act of 1933; interpretations relating to financial reporting matters; energy policy and conservation; debt collection rules; SEC; Securities and Exchange Commission; US Securities and Exchange Commission; securities and exchange commission; sec; electronic filings; investment brokers; investment traders; securities bankers; financial advisors; financial planning; personal finance; securities exchange act of 1934

Read More
Format
Paperback
Publisher
Government Printing Office
Date
3 September 2015
Pages
864
ISBN
9780160927867